What to do if you receive a notice from the IRS
First, Don't Panic!! Many issues can be dealt with easily and quickly with a simple phone call.
Every year the IRS sends out numerous notices for various reasons, some request payment of taxes, some are just to notify you of a change to your account and some are simply requesting further information. The notices usually cover a very specific period and/or form. The notice offers instructions on what you are asked to do to satisfy the inquiry. Sometimes it is just a notification and sometimes you must take action.
If you agree with the notice, no reply is necessary unless a payment is due. If you do need to make a payment, simply mail your payment in with a copy of the letter, which is often provided. Don't forget to write any specific information regarding the notice on your check, just do not write your social security number on the check. It is ok to write the last four digits (ie: SS# ending in 1234).
If you disagree with the notice, a response is necessary to get the issue resolved. Sometimes it may be done over the phone by calling the number in the upper right-hand corner of the notice. Or it may require writing a letter to explain why you disagree. If you need to include any documents to back up your claim, a letter is the best choice. Write your letter explaining why you disagree and include any documentation that you want the IRS to consider, along with the bottom tear off section of the notice. Mail it to the address shown on the notice in the upper left-hand corner. Allow at least 30 days for a response. Be sure to keep a copy of everything you sent in for your records. You may also visit the IRS office located at 1395 Ridgewood Chico, CA 95973. You may call them at (530) 343-2324 to set up an appointment.
Living Trusts
Do you have a living trust? If so, have you done all of your homework?
Living trusts are an excellent tool to make the transfer of property after death easy, but you have to do a little work regarding title to your assets. It is very important that all of your assets be titled in the name of the trust, especially your real property. If you are married, there are a few reasons that your real property should have a joint-tenancy on the title with your spouse.
To check title on real property is easy. Look at your property tax bill from the county. It will reflect the title that is on record with the county as to who the owners are. If the title is not what it should be contact your attorney. There is an easy process to get the title corrected. At least it is easy while the original owner is still alive. If you wait and your heirs have to deal with the title problem, there are significant legal hoops to jump through to get the title corrected so that the heirs can use the property.
Suspicious e-Mails and Identity Theft
When identity theft takes place over the internet it is called "phishing" (as in "fishing for information" and "hooking" the victims). Phishing is a scam where internet fraudsters send e-mail messages to trick unsuspecting victims into revealing personal and financial information. They create websites that seem to represent a legitimate company. Sometimes even using the real company's logo. Some have even been know to mimic the IRS. The victim is directed to the site thinking they are using a legitimate website, they submit their personal information such as passwords, social security numbers and financial institution information, to the site. Then the criminals use the information for their own purposes or sell the information to other criminal parties.
A classic example of phishing is an identity thief setting up a website that looks like it belongs to a major bank. Then, that thief sends out numerous emails that claim to be from the major bank and request the email recipients to input their personal banking information (such as their PIN) into the website so the bank may update their records. Once the scammer gets a hold of the needed personal information, they attempt to access the victim's bank account.
The IRS has set up an e-mailbox, phishing@irs.gov. If you receive any suspicious e-mails claiming to be from the IRS please send them to the above address. URLs and links in the suspicious e-mail should be sent to trace the hosting website and to help shut down the fraudulent sites.
Identity theft in another manner, identity theft of a deceased individual's personal information. Upon a person's death, a family member or friend must request the credit reporting agencies to send out the deceased alert. The purpose of the deceased alert is to prevent identity thieves from stealing and abusing the name of the deceased person. A notification on a person's credit report alerts credit agencies that the person is deceased and should not be issued credit in the future. While it is unfortunate that such measures need to be taken after a person has passed away, doing so will reduce the risk of identity thieves preying upon the personal records of the deceased individual. Identity thieves can cause serious financial damage, for which estate of the deceased may have to pay to resolve.
We are often asked "how long do I need to keep these papers?"
Record retention refers to the practice of retaining copies of business or personal records over time. Record retention policies differ from businesses to individuals. Some aspects of record retention are determined by the IRS. The records can be in the form of paper files or computerized data. More information is available in the IRS publications Recordkeeping for Individuals and Guide to Record Retention Requirements. It is important for business owners and individuals to not only keep good records, but also to know which ones to retain and for how long. Generally, record-retention periods are the same for computerized records as for hard-copy documents. However, retrievability is crucial. Not only must certain records be maintained, the IRS must be able to access those records. In other words, if your computerized records are stored in a format that is becoming, or has become, obsolete, you need to upgrade those records to more current media. Remember to keep an off site back up of all your important computer files.
PERSONAL RECORDS
Three Years
- Medical Bills (in case of insurance disputes)
- Credit Card Statements
- Expired Insurance Policies
- Utility Records
Six Years
- All Documents Related to Tax Returns
- Medical Bills (if tax-related)
- Accident Reports and Claims
- Real Estate Records and Receipts for Improvement
- Sales Receipts (or no less than the life of the warranty)
- Wage Garnishments
- Other Tax-Related Bills
Permanently
- Income Tax Returns
- Income Tax Payment Receipts and/or Cancelled Checks
- Retirement/Pension Documents
- CPA Audit Reports
- Legal Records
- Important Correspondence
- Investment Trade Confirmations
Other
- Pay Stubs (keep until reconciled with your W-2)
- Credit Card Receipts (keep until verified on your statement)
- Insurance Policies (keep for the life of the policy)
- Mortgages / Deeds / Leases (keep 6 years beyond the agreement)
- Real Estate Records / improvement receipts (keep 6 years beyond sale of property)
- Stock and Bond Records (keep for 6 years beyond selling)
- Depreciation Schedules and Other Capital Asset Records (keep for 3 years after the tax life of the asset.
BUSINESS RECORDS
One Year
- Duplicate Deposit Slips
- Purchase Orders (other than Purchasing Department copy)
- Receiving Sheets
- Correspondence with Customers and Vendors
- Requisitions
- Stockroom Withdrawal Forms
Three Years
- Employment Applications
- Form I-9 (Employment Eligibility Verification)
- Time Cards For Hourly Employees
- Employee Personnel Records (after termination)
- Petty Cash Vouchers
- Expired Insurance Policies
- General Correspondence
- Internal Audit Reports
- Internal Reports
- Physical Inventory Tags
- Savings Bond Registration Records of Employees
Six Years
- Accounts Payable Ledgers and Schedules
- Vouchers for Payments to Vendors, Employees, etc.
- Purchasing Department Copies of Purchase Orders
- Expense Analysis and Expense Distribution Schedules
- Auto Mileage Logs
- Travel and Entertainment Records
- Plant Cost Ledgers
- Voucher Register, Schedules
- Charitable contribution acknowledgment of $250 or more
- Accounts Receivable Ledgers and Schedules
- Sales Records
- Invoices to Customers
- Notes Receivable Ledgers, Schedules
- Inventories of Products, Materials, Supplies
- Employment Tax Records
- Payroll Records and Summaries, including payment to pensioners
- Time Books
- Accident Reports, Claims
- Bank Statements and Reconciliation's
- Cancelled Checks
- Cancelled Stock and Bond Certificates
- Expired Contracts, Leases
- Expired Option Records
- Subsidiary Ledgers
Permanently
- Tax Returns and Worksheets (Federal guidelines do not require tax records kept "forever". However, there are other reasons you will want to retain these documents permanently)
- Annual Financial Statements
- General and Private Ledgers, Year End Trial Balances
- Cash Books, Charts of Accounts
- Depreciation Schedules
- Documents substantiating fixed asset additions
- Cancelled Checks for Important Payments (especially tax payments)
- Audit Reports from CPAs/Accountants
- IRS Revenue Agents Reports
- Contracts, Leases Currently in Effect
- Deeds, Mortgages, Bills of Sale
- Real Estate and Personal Property Appraisals by Outside Appraisers
- Property Records
- Insurance Records, Current Accident Reports, Claims, Policies
- Corporate Documents (incorporation, charter, by-laws, etc.)
- Legal Records, Correspondence and Other Important Matters
- Minutes Books of Directors and Stockholders
- Retirement and Pension Records
- Trademark and Patent Registrations
- Journals
- Investment Trade Confirmations